Scope of Engagement

In today’s complex financial world, you need a financial advocate who will help guide you on your financial journey. As your financial advocate, we will provide the following services:

• Help you clarify your personal and business objectives
• Bring organization to your financial world
• Create a goal-oriented roadmap
• Coach you to success in an action-oriented manner
• Give you pertinent reminders
• Help you stay your course

Developing strong, long-term relationships with our clients, their families, businesses, and their other trusted advisors is our primary focus. Our goal is to provide strategies and solutions that are custom designed based on your specific needs. We promise to approach each engagement with the highest level of integrity.

Below is an overview of the services that can be offered based on the complexity of your financial situation, and the level of planning you desire us to execute on your behalf. Fees associated with this planning will be discussed before any work is done.

Review & Summarize

• Current and projected assets and liabilities
• Cash flow analysis
• Retirement planning analysis
• Investment policy analysis
• Insurance analysis
• Financial documents for your estate plan, financial accounts, real estate, insurance, and personal property

Review and Confirm Objectives

• Review asset overview and document summary with your legal and accounting team
• Coordinate design of an estate plan that meets your objectives
• Coordinate client and adviser review meetings

Develop Investment Policy Statement

• Outlines and recommends a prudent and acceptable investment philosophy
• Defines risk tolerance expectations
• Defines the investment management procedure and your long-term goals

Financial and Estate Plan Includes:

• Planning Recommendations
• Asset Summary
• Portfolio and Asset Allocation Analysis
• Asset Protection Considerations and Plan
• Estate Plan Overview
• Insurance Analysis
• Document Summary
• Coordination of meetings with you and any other trusted advisors

Implementation of Desired Plan

• Coordination of planning recommendations you decide to take any action on

Reveal Wealth Management Portal

Our “Wealth Management Portal” provides a gateway to your entire financial picture. Information is password protected in a secure, encrypted, personal website accessible only by you and your financial team. The portal allows the client to view and access:

• Financial accounts
• Tax and legal documents
• Insurance coverage
• Specific goals

We can collaborate on your financial goals, monitor your progress and provide recommendations.

• Review of current assets and objectives as needed
• Annual meeting(s) with client and other trusted advisers
• Review and update of asset changes including changes to your balance sheet and investment summary

We will be the “Quarterback” of your financial team

Prepare, review, and distribute to all parties involved the financial plan overview booklet to include:

• Objective
• Annual Timeline
• Asset Overview
• Estate Plan Overview
• Document Matrix
• Insurance Summary
• Document Summary
• Glossary of Terms